Tag: Practice management

The latest whitepaper from Charles Schwab Advisor Services tackles how registered investment advisers (RIAs) can recruit the growing number of advisers going independent.

Advisers affiliated with Commonwealth Financial Network can now use widgets to customize their own version of COMMunity Link, Commonwealth’s adviser Web portal.

Issues related to retirement and rising health care costs continue to rank highest among financial concerns for affluent Americans, according to a recent survey.

Morningstar, Inc., has launched a valuation services business that values privately-owned firms and securities for purposes such as the sale of a business, estate planning, or financial reporting.

Pershing Advisor Solutions LLC, a BNY Mellon company, said its new HealthCheck tool allows its registered investment adviser (RIA) customers to assess the operating health of their businesses.

RidgeWorth Investments said it has updated its really simple syndication (RSS) offering to allow Web site visitors to customize their feed.

Securian Retirement said its site for financial advisers now offers “goal-based” navigation to help advisers get the information they need faster.

The Principal Financial Group announced an enhanced platform of tools, services, and pricing for financial professionals.

National Financial said it has made enhancements to its online service technology resources to help brokers and advisers better initiate and manage service requests.

The NASDAQ Stock Market offers a new Web resource center for financial planners.

Richard P. Slaughter Associates, an Austin, Texas-based wealth management firm, has launched a new division that will provide 401(k) services to small and mid-sized companies.

A new service called 401(k) Rekon aggregates and lists resources offered to financial advisers by 401(k) plan providers.

Retirement Plan Advisory Group (RPAG) has announced that its proprietary Scorecard System will now track, monitor, and rank more than 300 exchange-traded funds (ETFs).