News

The SEC could not meet a 30-day deadline to correct issues in the rule.

Sean Duffy, investment & fiduciary consultant with Conrad Siegel, notes key cases and learnings from the year in 401(k) litigation.

Transamerica selected as recordkeeper for Gallagher’s 401(k) choice pooled solutions; Prospera unveils enhanced tech stack; BPAS partners with SS&C automatic...

NFP will continue to operate independently, with a “connected platform” to Aon.

Two industry players debate issues surrounding rollovers, annuity sales, and access for smaller accounts.

O’Malley says he will set his focus on employee morale and improving Social Security Administration response time.

The market prognosticator said the predictions for 2023 were among his ‘worst years,’ after a widely predicted recession did not...

An inaugural study by the SPARK Institute is an early step in engaging the retirement plan community to teach basic...

Amma Boateng will assume the role in January, replacing Tom Rampulla, who is retiring after 35 years at the firm.

The firm also predicts rising demand for end-to-end technology solutions and personalized services.

The Republican-controlled committee alleges collusive behavior against the fossil fuel industry by asset managers participating in climate-related initiatives.

Millennium Trust acquires NuView Trust Co.; Sage Advisory Services adds Kudu Investment Management; Atria Wealth Solutions welcomes OPOC.

The one-page form marks the symbolic start of SECURE 2.0’s enhanced tax credits for small business retirement plan startups.

Hospitality, agricultural workers are the least prepared for retirement, according to a Human Interest study.

The regulator’s report on the accredited investor definition noted that many only qualify because of their DC plan assets.

The company argues in the filing that its fiduciaries followed IRS guidance on how unused retirement assets can be used.

Lincoln has agreed to sell its $108 billion wealth management business to focus on workplace and insurance services and products.

National Association of Investment Companies announces Abraham as vice president of development; Truist appoints Stengel as chief legal officer; Ameritas...

Institutional Advisory debuts 401(k) pooled employer plan, with Transamerica Corp. the recordkeeper and Pentegra the pooled plan administrator.  

The bank had previously been cited by New Jersey for making misleading statements to investors but did not seek relief...