News

Retirement plan advisers respond to DC recordkeepers that are present, active, and trusted partners, according to an annual Cogent Syndicated...

The regulator raked in close to $4.2 billion in civil penalties, nearly three times the $1.46 billion collected the previous...

Institutional investors in Q3 are not overwhelmingly focused on climate issues, with 41% considering social and governance concerns, according to...

Two new programs focus on advancing diversity in the financial management space by working with historically black colleges and students.

$5 billion multi-family office and investment firm Nordwand Capital launches in Pennsylvania; Millennium Trust names new CEO; Cetera bolsters business...

Industry actors and interest groups continue to express enthusiastic support for SECURE 2.0 and support its passage in the coming...

In the financial services sector, base salaries increase 4% to 5% for the second straight year in 2022, while bonuses...

An evolving small business market, increased regulation, and shifts in client needs all lead to more specialized retirement plan advisement,...

Annuity sales are on a tear in 2022, drawing interest, but potentially limited implementation from defined contribution retirement plan advisers...

The commentators and DOL representatives had stark disagreements on the implications of some the proposal’s provisions.

MarketVector announces partnership with portfolio-as-a-service provider; J.P. Morgan Wealth Management launches remote investing advice; T.Rowe Price launches floating rate ETF;...

Data from more than 35 million participants in Fidelity accounts shows a steep hit to balances during the market downturn,...

Many advisers complain about lack of automation and functionality and prefer a platform that gives them more time to focus...

Hub’s recent acquisition of Tulsa-based Bridgecreek puts it over 60 acquisitions this year as it continues to build its footprint...

 Juniper agreed to a proposed settlement dismissing allegations they mismanaged their sponsored retirement plan; judicial approval still required.

Research from Voya finds U.S. workers still value a retirement plan about as much as a flexible work arrangement. Ubiquity...

Various leaders within the SEC discussed in a public seminar today some of the interpretations and applications of the new...

The DOL shot back at 401(k) provider ForUsAll’s offer to drop its suit if the court confirmed a DOL warning...

U.S. consumers have a growing appetite for professional financial advice, but more than half of people relying on their employer-sponsored...

The consolidation of DC plan providers may not be as much of a threat to asset managers as some have...