News

Holzer Holzer&Fistel, LLC, is investigating possible violations of the Employee Retirement Income Security Act (ERISA) related to UBS AG's 401(k) plan.

Kravitz, consultant to cash balance plans, announced a series of podcasts available to the public.

Paradigm Asset Management Co. LLC, announced the development of an All Cap Core Opportunistic Strategy created to offer unconstrained exposure to a broad range of investment opportunities by...

Wealthy Americans expressed more satisfaction with their alternative investments than traditional investments over the last 12 months, according to a Bank of America survey.

Despite market conditions, a survey from Schroders found that U.S. individual investors are more invested in domestic and international equities than last year.

Tradeweb said it plans to introduce an online marketplace for

The combined assets of the nation's exchange-traded funds (ETFs) were $578.07 billion in June, dropping 5.3%, according to the Investment Company Institute (ICI).

During a Webcast yesterday, Lincoln executives outlined the details of their 403(b) offering.

Natixis Global Associates (NGA) named Tracey Flaherty to spearhead retirement efforts aimed at the financial adviser marketplace.

UBS reportedly suspended its head of fixed-income as state and federal investigations heated up into sales and marketing practices related to auction-rate securities by UBS and other Wall...

SEI launched a fund that eliminates companies that generate revenue through business relationships with Sudan or Iran, the company said.

Westport, Connecticut-based WealthNotes Capital Management launches an exchange-traded note (ETN) tracking the performance of the S&P 500 130/30 Total Return Strategy Index.

Riverfront Investment Group, LLC, a registered investment adviser (RIA), has been added to LPL Financial’s consulting services platform.

Al Otto, who recently departed White Horse Advisors, has launched a new firm.

Last week, the Department of Labor’s Employee Benefits Security Administration (EBSA) released its much-anticipated proposal regarding participant fee disclosures.

Last week, the Department of Labor’s Employee Benefits Security Administration (EBSA) released its much-anticipated proposal regarding participant fee disclosures.

A woman accused of persuading Chrysler auto workers to take bogus hardship withdrawals from their 401(k) accounts has been convicted, the Associated Press reported.

Vanguard appointed new portfolio managers to the AllianceBernstein L.P. portions of the $4.8 billion Vanguard U.S. Growth Fund and the $314 million Growth Portfolio of the Vanguard Variable...

Sentinel Investments, the investment management arm of National Life Group, said it has filled several key roles in its distribution channel.

New York Attorney General Andrew Cuomo filed a lawsuit against UBS AG over its role in the sale of auction-rate securities, Bloomberg reported.