Carroll Gets John Hancock Promotion
Robert L. Carroll has been promoted to divisional vice president, Eastern Division, of John Hancock Retirement Plan Services (RPS).
Deals & People
AUL Retirement Hires VP of Product and Marketing Strategy
The Retirement Services division of American United Life Insurance Company (AUL), a OneAmerica company, announced Peter Welsh has been named to the newly created position of vice president...
Newport Adds Regional Director
The Newport Group, a provider of retirement and executive benefit plans and investment consulting services, has appointed Joseph Cosentino as a regional director.
Lockton Announces Employee Benefits Practice Chief Consultant
Lissa Thomson has been promoted to senior vice president, chief consultant for Lockton Benefits Group's Southern California operations.
Thain Gets New Gig at CIT
John Thain, the former chairman and CEO of Merrill Lynch, is now the chairman and CEO of CIT Group Inc., which provides finance to small businesses and middle-market...
Stewart Joins PEI as Senior Consultant
Portfolio Evaluations, Inc. (PEI) recently hired Fred Stewart as a senior consultant based in the firm’s Atlanta office.
UBS Reshuffles Wealth Management Americas
UBS Wealth Management Americas is reportedly reorganizing the existing three divisions of its U.S. retail brokerage into two divisions.
TD Bank to Shut Down Advisory Unit
TD Bank Financial Group is phasing out its financial advisory business, but keeping its high-net-worth division, according to reports.
Stadion Hires Regional Sales Rep for West Coast
Stadion Money Management, Inc., announced that Larry Uyeno has joined the firm as regional sales representative for the west coast.
Mattson Tapped for Aon Northeast U.S. Region Post
Tammy Mattson has joined Aon Consulting as executive vice president and director of the Northeast Region, the company announced.
Klepacki to Run Delaware Investments' Third-Party B/D Distribution
Delaware Investments, a member of Macquarie Group, has hired Jeff Klepacki to run its third-party broker/dealer (B/D) distribution activities.
McDermott to Head Goldman Sachs Institutional DC Unit
Goldman Sachs Asset Management (GSAM) announced that Bill McDermott has joined GSAM as Head of the Institutional Defined Contribution business.
J.P. Morgan Asset Management Realigns DCIO Teams
J.P. Morgan Asset Management has combined all of its defined contribution investment-only (DCIO) specialist resources into a single unit, DC Investment Solutions.
MassMutual Adds to Sales Team in South/Central Division
Dan Caple has joined MassMutual's Retirement Services sales team in the South/Central Division.
Ascensus Names VP for Rocky Mountain Region
Ascensus has bolstered its sales force with an additional Regional Vice President, Josh Haynes, who will focus on the company’s "Rocky Mountain" territory.
Goldman to Depart from Fidelity
Charles Goldman, who joined Fidelity from Charles Schwab about a year ago, plans to leave the company at the end of March, according to news reports.
RPAG Expands into Nonqualified Arena with New Hire
Retirement Plan Advisory Group (RPAG) has recruited David W. Stecher as national practice leader for Executive Benefits Consulting.
LPL Names Bruton Head of Hybrid RIA Platform
LPL Financial Corporation said that Derek Bruton, executive vice president and national sales manager, has assumed oversight of the company's Hybrid RIA platform.
Deutsche Bank Forms Two Investment Boutiques
Deutsche Asset Management (DeAM), Deutsche Bank’s global asset management business, has announced the formation of two independent investment boutiques.
VALIC Selected as 403(b) Provider by University of Alabama System
VALIC has been selected by the University of Alabama System (UAS) as a 403(b) plan provider for its more than 19,000 faculty and staff members.