ERISA vista
Rollover Rules for 457(b) Plans
The SEC steps in where ERISA didn’t tread.
Reported by Fred Reish and Joan Neri
To access this premium content, please sign up for a free account!
You Might Also Like:
Treasury Department, IRS Asked to Push Back Secure 2.0 Plan for Roth Catch-Ups
A provision of the SECURE 2.0 Act of 2022 that affects government plans has been delayed from taking effect since...
SEC’s 2025 Exam Priorities Include Fiduciary Conduct, AI Use
The regulator also listed compliance procedures and Regulation Best Interest in its list of priorities published Monday.
FINRA’s Top Enforcement Issues of 2023
Regulation Best Interest makes the top five, according to Eversheds Sutherland LLP.